Business Details
50+ Years
experience
Specialized Financial Insurance for Investment Firms
Theodore Liftman Insurance has specialized in financial insurance solutions for investment services firms since 1957. Our expertise lies in tailoring coverage to meet the unique needs of investment advisors, mutual funds, securities brokers, and hedge funds. With over 2,000 clients relying on our industry-specific knowledge, we focus on identifying optimal insurance carriers, streamlining application processes, and addressing risk exposure proactively. Our team stays ahead of evolving industry challenges by leveraging decades of experience and deep relationships with leading insurance providers.We prioritize prompt client communication, underwriting innovation, and customized policy solutions that address complex compliance requirements. As the only broker with underwriting authority for ERISA and surety bonds, we deliver specialized coverage options that competitors cannot match. Our commitment to excellence is reflected in our A+ rating from the Better Business Bureau and our reputation as a trusted partner in the financial insurance sector.
Services
ERISA Compliance Bonds
Cyber Security Insurance
Fidelity Bonds
Employment Practices Liability Insurance
Mutual Fund Insurance
Securities Dealer Bonds
Hedge Fund Liability Coverage
Surety Bonds
Directors Liability Insurance
Pension Plan Bonds
Details
- Year established: 1957
Highlights and features
- We have over 65 years of experience in financial insurance for investment services firms
- Our team offers underwriting authority for ERISA and surety bonds, unique in the industry
- We streamline complex insurance processes while maintaining personalized client support
- We maintain relationships with over 30 major insurance carriers to secure optimal coverage
- Our proactive approach identifies and mitigates emerging risk exposures for clients
Associations and certifications
- Better Business Bureau (A+ Rating)
Services
ERISA Compliance Bonds
Mandatory insurance coverage for employee benefit plans, ensuring compliance with ERISA regulations. Our specialized underwriting authority enables customized bond structures that meet specific plan requirements while maintaining cost efficiency. We work directly with plan administrators to determine appropriate coverage limits and policy terms.
Cyber Security Insurance
Comprehensive coverage against cyber threats including data breaches and network security failures. We assess each client's digital infrastructure to create tailored policies that address industry-specific vulnerabilities while providing incident response resources and risk mitigation guidance for financial institutions.
Fidelity Bonds
Protection against financial losses from employee dishonesty or third-party fraud. Our expertise includes Rule 17g-1 compliance for mutual funds and customized bond structures exceeding standard institutional limits to meet complex investment management needs.
Employment Practices Liability Insurance
Insurance solutions addressing claims of employment-related practices violations. We help financial firms navigate workplace risks including discrimination, harassment, and wrongful termination claims while implementing proactive risk management strategies to reduce litigation exposure.
Securities Dealer Bonds
Specialized surety bonds meeting regulatory requirements for securities brokers and dealers. Our STAMP and SEMP bond programs provide tailored coverage options for complex trading operations while addressing the unique risk profiles of high-risk financial institutions.
People
Theodore Liftman
Chairman
Founder with over 65 years of experience in financial insurance, establishing Liftman as a leader in specialized coverage solutions for investment services firms through strategic industry relationships and innovative underwriting approaches.
Mark S. Liftman
President
Industry veteran with decades of experience managing complex insurance programs for financial institutions, focusing on expanding coverage options while maintaining the company's commitment to personalized service and industry expertise.
Angela Dennis
Bond Manager/In-House Underwriter
Specializes in bond underwriting with deep knowledge of ERISA compliance and surety requirements, providing tailored solutions that address specific client risk profiles while ensuring regulatory compliance for investment firms.
Michael Glaser
Vice President
Insurance professional with extensive experience in financial services risk management, focusing on developing customized insurance programs that balance comprehensive coverage with cost-effective solutions for investment advisors and funds.
Melanie Wigmanich-Meyer
Assistant Bond Manager
Supports bond operations with expertise in regulatory requirements and policy administration, ensuring efficient processing and compliance for clients' specialized insurance needs while maintaining high service standards.
Questions
What types of insurance does Liftman specialize in?
We specialize in ERISA compliance bonds, cyber security insurance, fidelity bonds, employment practices liability, and directors liability insurance for financial institutions.
How does Liftman handle complex insurance needs?
Our team leverages decades of industry experience and carrier relationships to create customized solutions for unique risk profiles in investment services.
Are you licensed to operate nationally?
We hold licenses in multiple states including California (CA #0E63480), New York, and North Carolina to serve financial institutions nationwide.
How quickly can I get insurance quotes?
We streamline the application process to provide prompt quotes and coverage options tailored to your financial institution's specific requirements.
Do you offer cyber security coverage?
Yes, we provide comprehensive cyber security insurance solutions specifically designed for the financial services industry's evolving threat landscape.
