Business Details
Your Trusted Partner for Comprehensive Wealth Management Solutions
Moors & Cabot has built a legacy of trust and expertise in wealth management since 1890. Our approach centers on personalized financial strategies crafted by seasoned professionals who prioritize client needs above all else. With over 135 years of experience, we combine time-tested principles with cutting-edge technology to deliver comprehensive solutions tailored to individual goals. Our commitment to transparency and ethical practices ensures clients receive unbiased advice free from proprietary product pressures. We specialize in financial planning, investment management, insurance solutions, and life event guidance, supported by a dedicated team of specialists.Our trading desk services and managed account programs provide access to diverse investment opportunities with a focus on long-term growth. Headquartered in Boston, we serve clients nationwide through a network of experienced financial professionals. Our culture emphasizes continuous innovation while maintaining the personal relationships that define our firm's heritage. Recognized as a leader in client-centric wealth management, we remain dedicated to evolving with market dynamics while upholding our founding values. This enduring philosophy has earned us the trust of thousands of investors seeking a true financial partner.
Services
Financial Planning
Investment Management
Insurance Solutions
Trading Services
Life Event Planning
Managed Accounts
Single Stock Risk Management
Trust Planning
Highlights and features
- We offer 135+ years of proven expertise in wealth management
- Our zero proprietary products policy ensures unbiased financial advice
- Dedicated trading desk with 25+ years average professional experience
- Personalized financial plans integrated with advanced technology platforms
- Nationwide network of seasoned financial professionals with no sales quotas
Associations and certifications
- NYSE
- SIPC
- FINRA
Services
Financial Planning
Our financial planning service creates personalized roadmaps for long-term financial success. Experienced professionals analyze your unique circumstances to develop comprehensive strategies addressing retirement, education funding, and wealth preservation. Using advanced tools like MoneyGuidePro, we integrate investment management with life event planning to ensure your portfolio aligns with evolving goals. This service emphasizes tax-efficient solutions and regular plan updates to adapt to changing market conditions and personal circumstances.
Managed Accounts
Customized investment portfolios managed by experienced professionals define our managed accounts service. We implement model-driven strategies tailored to individual risk tolerance and financial objectives. The program features discretionary portfolio management, regular performance reviews, and flexible fee structures based on account value. Clients benefit from diversified investment options spanning equities, fixed income, and alternative assets while maintaining transparency through our online portal access for real-time portfolio monitoring.
Trading Services
Our dedicated trading desk provides access to comprehensive execution services across multiple asset classes. With professionals averaging 25+ years experience, we offer specialized support for equities, municipal bonds, and fixed income securities. The service includes market analysis, trade execution optimization, and portfolio rebalancing strategies. Institutional clients receive enhanced support through SMA management and syndicate offerings, while retail investors benefit from competitive pricing and best execution practices maintained across all transaction channels.
Insurance Solutions
Comprehensive insurance planning services help protect client assets through customized risk management strategies. Our specialists evaluate life insurance needs, annuity options, and long-term care solutions in conjunction with existing financial plans. We partner with A+ rated carriers to offer diverse products including term life, whole life, and variable universal life policies. The service integrates with overall wealth management strategies to ensure insurance coverage complements investment portfolios and estate planning objectives.
Life Event Planning
Specialized support for major life transitions forms the core of our life event planning service. Certified specialists address financial implications of marriage, retirement, business ownership changes, and inheritance management. The service combines tax planning expertise with investment strategy adjustments to navigate significant life changes. Clients receive personalized guidance through collaborative consultations involving financial advisors, estate planners, and tax professionals to ensure comprehensive solutions for evolving circumstances.
People
Al Aloise
Vice President, Institutional Trading
Institutional equity trader with 35+ years experience at Moors & Cabot. Specializes in trade execution optimization and market analysis. Holds Series 7, 55, and 63 licenses. Active member of Boston Securities Traders Association.
Brad Currie
Managing Director, Fixed Income Investments
Fixed income specialist with extensive municipal bond market expertise. Brings diverse experience from major and boutique financial institutions. Focuses on value-oriented fixed income investing strategies for institutional and retail clients.
Eric Marchand
Vice President, Equity Trading
Head trader responsible for ensuring regulatory compliance and best execution practices. Specializes in equity IPOs and syndicate trading. Holds Series 7, 24, 55, and 63 licenses. Manages trading desk operations and execution strategies.
Questions
What sets Moors & Cabot apart from other financial firms?
Our combination of 135+ years experience, zero proprietary products, and relationship-based approach creates unbiased advisory services tailored to individual needs.
How does the financial planning process work?
We begin with a comprehensive assessment of your financial situation, then develop a personalized plan using advanced tools like MoneyGuidePro for ongoing monitoring and adjustments.
What investment options are available?
We offer full-service investment solutions including equities, fixed income, mutual funds, ETFs, alternative investments, and specialized managed account programs.
Are there specialized services for major life events?
Yes, our life event planning specialists address financial implications of marriage, retirement, inheritance, and business transitions through coordinated advisory services.
How can I access my investment accounts?
Clients use our secure online portal and mobile app for 24/7 account access, portfolio monitoring, and real-time market data with multi-device compatibility.
